AH
AH

Arthur Ray Harrington

29 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningCharitable GivingBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
57 advisors
Number of Clients
3,238 clients
Average Client Portfolio
$791K average
Assets Under Management
$2.6B

Fee Structure

Minimum Investment:$5K
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Location

Prescott, AZ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Arthur is an unpaid volunteer and Interact Chair for Rotary International, dedicating about 10-20% of his time to training youth leaders. He also works as a financial advisor and is the president of a tax and accounting practice, dedicating about half his time to the latter.

Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
March 2020 - Present · 5 yrs 11 mos
Cooper Mcmanus
February 2008 - Present · 18 yrs
Previous Registrations
Securities America, INC.Broker
July 2000 - March 2020 · 19 yrs 8 mos
Birchtree Financial Services, INC.Broker
January 2000 - April 2000 · 3 mos
Royal Alliance Associates, INC.Broker
January 1991 - March 1993 · 2 yrs 2 mos
Ami Securities, INC.Broker
April 1988 - December 1989 · 1 yr 8 mos
State Registrations4 states
AZCONMNV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.