TrueAdvisor
TrueAdvisor
RF
CFP · ChFC
RF
CFP · ChFC

Robert Fradette

Osaic Institutions, INC.
38 Years of Experience
Mystic, CT
Broker
View SEC Summary
View SEC Summary

Robert Fradette is a CFP, ChFC-designated registered investment advisor at Osaic Institutions, INC., based in Mystic, CT, with 38 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 16,312 clients with $6.5B in assets under management.

Osaic Institutions, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
566 advisors
Number of Clients
16,312 clients
Average Client Portfolio
$398K average
Assets Under Management
$6.5B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum advisory fee is generally 2.50% and is negotiable between the advisor and client.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2 Water Street, Mystic, CT, 06355

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Osaic Institutions, INC.
June 2000 - Present · 26 yrs 4 mos
Osaic Institutions, INC.
June 2000 - Present · 26 yrs 4 mos
Osaic Institutions, INC.Broker
June 2000 - Present · 26 yrs 4 mos
Previous Registrations
Citizens Financial Services INC.Broker
January 1997 - June 2000 · 3 yrs 5 mos
Citizens Investment Securities, INC.Broker
January 1997 - January 1997 · 0 mos
Corelink Financial, INC.Broker
July 1994 - December 1996 · 2 yrs 5 mos
John Hancock Distributors, INC.Broker
April 1993 - July 1994 · 1 yr 3 mos
John Hancock Mutual Life Insurance CompanyBroker
April 1993 - July 1994 · 1 yr 3 mos
John Hancock Distributors, INC.Broker
April 1992 - February 1993 · 10 mos
John Hancock Mutual Life Insurance CompanyBroker
April 1992 - February 1993 · 10 mos
Fsc Securities CorporationBroker
February 1992 - March 1992 · 1 mo
Liberty Securities CorporationBroker
December 1991 - February 1992 · 2 mos
Walnut Street Securities, INC.Broker
July 1989 - December 1991 · 2 yrs 5 mos
Integrated Resources Equity CorporationBroker
August 1988 - July 1989 · 11 mos
Pruco Securities CorporationBroker
April 1988 - September 1988 · 5 mos
The Prudential Insurance Company of AmericaBroker
April 1988 - September 1988 · 5 mos
State Registrations10 states
CTFLINMENHNYRISCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Mystic, CT →All financial advisors in Connecticut →