BC
BC
Bradd Cuppels
38 Years of Experience
Hyannis, MA
1 DisclosureBroker
Bradd Cuppels is a registered investment advisor at UBS Financial Services INC., based in Hyannis, MA, with 38 years of industry experience. Bradd is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
1471 Iyannough Road, Hyannis, MA, 02601
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2020Denied
Employment History
Current Registrations
UBS Financial Services INC.
March 2011 - Present · 15 yrs 7 mos
UBS Financial Services INC.
March 2011 - Present · 15 yrs 7 mos
UBS Financial Services INC.Broker
March 2011 - Present · 15 yrs 7 mos
Previous Registrations
Morgan Stanley Smith Barney LLC
October 2010 - March 2011 · 5 mos
Morgan Stanley Smith BarneyBroker
June 2009 - March 2011 · 1 yr 9 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
August 2005 - April 2007 · 1 yr 8 mos
Citigroup Global Markets INC.Broker
October 1999 - September 2005 · 5 yrs 11 mos
Prudential Securities IncorporatedBroker
January 1995 - October 1999 · 4 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1990 - January 1995 · 4 yrs 4 mos
Cenpac Securities CORP.Broker
January 1990 - September 1990 · 8 mos
Hibbard Brown & CO., INC.Broker
May 1988 - February 1990 · 1 yr 9 mos
Sherwood Capital, INC.Broker
March 1988 - May 1988 · 2 mos
State Registrations15 states
CACTFLGAHIMAMEMINHNJNYPARISCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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