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Robert Fairbrothers

37 Years of Experience
West Warwick, RI
1 DisclosureBroker

Robert Fairbrothers is a registered investment advisor at LPL Financial LLC, based in West Warwick, RI, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1300 Division Rd Ste 201, Ste 201, West Warwick, RI, 02893

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 1993
Award / Judgment
Other Business Activities

Robert operates under Hutchinson Financial and Sardelli & Hutchinson Wealth Management, both DBAs for his LPL business. These activities are investment-related and require minimal time.

Employment History
Current Registrations
LPL Financial LLCBroker
July 2021 - Present · 4 yrs 10 mos
LPL Financial LLC
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
Waddell & ReedBroker
August 2020 - July 2021 · 11 mos
Waddell & Reed
August 2020 - July 2021 · 11 mos
Oppenheimer & CO. INC.
April 2014 - September 2020 · 6 yrs 5 mos
Oppenheimer & CO. INC.Broker
April 2014 - September 2020 · 6 yrs 5 mos
Janney Montgomery Scott LLC
January 2011 - April 2014 · 3 yrs 3 mos
Janney Montgomery Scott LLCBroker
February 2009 - April 2014 · 5 yrs 2 mos
Ameriprise Advisor Services, INC.Broker
January 1991 - March 2009 · 18 yrs 2 mos
Janney Montgomery Scott INC.Broker
May 1989 - December 1990 · 1 yr 7 mos
Blinder, Robinson & CO., INC.Broker
June 1988 - May 1989 · 11 mos
State Registrations16 states
AZCACOCTFLGAMAMDNCNHNYPARISCTXVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Fairbrothers - Financial Advisor | TrueAdvisor