Brad Ingegneri is a CFP-designated registered investment advisor, based in West Warwick, RI, with 25 years of industry experience. Brad is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1350 Division Road, Suite 200, West Warwick, RI, 02893
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brad is involved with Patriot Financial Group and Ivy Wealth Management, Inc. providing investment advisory services and financial services, respectively, dedicating full-time hours to each. Brad also owns property through Ivy Wealth Realty Holdings, LLC, spending minimal time collecting rent and managing the property, and sells life insurance, spending a few hours per week.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Summit Financial, LLC
Previous Registrations
Cetera Financial Specialists LLCBroker
The Patriot Financial Group, LLC
Securities America, INC.Broker
Ivy Wealth Management, INC.
Purshe Kaplan Sterling InvestmentsBroker
LPL Financial LLC
LPL Financial LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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