Margarita Perez is a registered investment advisor at RBC Securities, INC., based in Long Beach, CA, with 36 years of industry experience. Margarita operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,451 clients with $1.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
RBC Securities offers a wrap fee program where you pay a single bundled fee that covers portfolio management, transaction costs, and custodial services. The fee is based on the market value of your account.
For Moderate Growth & Income, Growth & Income, Capital Growth, and Aggressive Capital Growth strategies:
- 1.25% annually on the first $1,000,000
- 1.00% annually on assets over $1,000,000
For Diversified Fixed Income and Conservative Growth & Income strategies:
- 0.80% annually on the first $1,000,000
- 0.65% annually on assets over $1,000,000
There is a $500 minimum annual fee. These fees are negotiable in certain circumstances.
Location
100 Oceangate, 10th Fl, Long Beach, CA, 90802-4347
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Margarita works as an assistant chef at Hipcooks cooking school since 2016, spending a few hours per week. Margarita also serves as a non-public arbitrator for FINRA since 2021, dedicating about 10% of her time to this role.
Employment History
Current Registrations
RBC Securities, INC
RBC Securities, INC.
RBC Securities, INCBroker
Previous Registrations
Cetera Advisor Networks LLC
Ing Financial Partners, INC.Broker
Multi-Financial Securities CorporationBroker
Primevest Financial Services, INC.Broker
Cetera Advisor Networks LLCBroker
Ka Associates, INC.Broker
Prudential Securities IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.