Harold Klumbach
Harold Klumbach is a registered investment advisor at World Investment Advisors, LLC, based in Staten Island, NY, with 36 years of industry experience. Harold operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 17,488 clients with $56B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WIA Wealth charges a percentage of your portfolio each year. The exact percentage will be outlined in your agreement and will never exceed 3.00%. Fees may be negotiable. WIA IARs may also use a custodian other than Schwab or Fidelity, which will be made clear to the client prior to any accounts being opened.
Location
900 South Avenue, 3rd Floor, Staten Island, NY, 10314
Get directionsHistory
Regulatory History (4)
Customer Dispute
February 2018Customer Dispute
September 2009Customer Dispute
December 2001Regulatory
March 1997Employment History
Current Registrations
World Investment Advisors, LLC
World Investments, LLCBroker
Previous Registrations
World Advisory Services
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Wunderlich Securities, INC.Broker
Capital Securities of America, INC.Broker
Lt Lawrence & CO., INC.Broker
First Hanover Securities, INC.Broker
Euro-Atlantic Securities INC.Broker
Janney Montgomery Scott INC.Broker
Smith Barney Shearson INC.Broker
Lehman Brothers INC.Broker
Advest, INC.Broker
Gruntal & CO. IncorporatedBroker
Oppenheimer & CO., INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.