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Dania Tanguis

Ethos Financial Group, LLC
34 Years of Experience
King of Prussia, PA
1 DisclosureSells Insurance
View SEC Summary
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Dania Tanguis is a registered investment advisor at Ethos Financial Group, LLC, based in King of Prussia, PA, with 34 years of industry experience. Dania operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 1,782 clients with $2.1B in assets under management.

Ethos Financial Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28 advisors
Number of Clients
1,782 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$2.1B

Fee Structure

Minimum Investment:$100K
Planning is included in investment management (also available separately)

Ethos Financial Group's annual investment advisory fees are based on a percentage of the value of your portfolio, generally ranging from 0.25% to 2.0%. The specific fee schedule depends on the advisor you work with. A minimum of $100,000 is typically required to use this service, but Ethos may waive this requirement. Ethos does not have a minimum asset management fee.

View Full SEC Brochure

Location

2200 Renaissance Blvd, Suite 340, King of Prussia, PA, 19406

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2009
Pending
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Dania is a licensed insurance agent appointed with multiple carriers and sells various insurance products. These products include life insurance, disability insurance, fixed annuities, indexed annuities, immediate annuities, and long-term care products.

Employment History
Current Registrations
Ethos Financial Group, LLC
August 2022 - Present · 3 yrs 8 mos
Previous Registrations
Mercap Securities, LLCBroker
November 2018 - April 2019 · 5 mos
Almanack Investment Partners
July 2018 - August 2022 · 4 yrs 1 mo
Peters Wealth Advisors LLC
October 2014 - July 2018 · 3 yrs 9 mos
Dominion Investor Services, INC.Broker
September 2014 - October 2017 · 3 yrs 1 mo
Sterne Agee Asset Management, INC.
November 2011 - March 2014 · 2 yrs 4 mos
Sterne, Agee & Leach, INC.Broker
March 2009 - March 2014 · 5 yrs
Stanford Group CompanyBroker
February 2008 - March 2009 · 1 yr 1 mo
Stanford Group Company
February 2008 - March 2009 · 1 yr 1 mo
Raymond J. Lucia Companies, INC.
April 2006 - February 2008 · 1 yr 10 mos
Securities America Advisors, INC.
January 2005 - February 2008 · 3 yrs 1 mo
Securities America, INC.Broker
October 2004 - February 2008 · 3 yrs 4 mos
Salomon Smith Barney INC.Broker
February 1998 - February 2003 · 5 yrs
J.C. Bradford & CO.Broker
January 1990 - January 1998 · 8 yrs
Legg Mason Wood Walker, IncorporatedBroker
May 1989 - January 1990 · 8 mos
State Registrations1 state
LA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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