GM
GM

George Maniatis

28 Years of Experience
Wilmington, DE
2 DisclosuresBroker

George Maniatis is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Wilmington, DE, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

2951 Centerville Rd, Wilmington, DE, 19808

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
April 2023
Final
Employment Separation After Allegations
May 2016
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2016 - Present · 10 yrs
Previous Registrations
Wells Fargo Advisors, LLCBroker
February 2013 - June 2016 · 3 yrs 4 mos
Wells Fargo Advisors, LLC
February 2013 - June 2016 · 3 yrs 4 mos
Bb&t Investment Services, INC.Broker
August 2011 - January 2013 · 1 yr 5 mos
Bb&t Investment Services, INC.
August 2011 - January 2013 · 1 yr 5 mos
Thrivent Investment Management INC.
January 2010 - August 2011 · 1 yr 7 mos
Thrivent Investment Management INC.Broker
January 2010 - August 2011 · 1 yr 7 mos
Tiaa-Cref Advice and Planning Services
March 2007 - November 2009 · 2 yrs 8 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
July 1997 - November 2009 · 12 yrs 4 mos
State Registrations44 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.