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Brian Wong

37 Years of Experience
Pasadena, CA
Broker

Brian Wong is a registered investment advisor at Morgan Stanley, based in Pasadena, CA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

55 South Lake Avenue Pasadena Towers - Tower II, Suite 700, Pasadena, CA, 91101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Brian is involved with an estate since 2018. This activity is investment-related and requires minimal time.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. Incorporated
March 2008 - June 2009 · 1 yr 3 mos
Morgan Stanley & CO. IncorporatedBroker
March 2008 - June 2009 · 1 yr 3 mos
Citigroup Global Markets INC.
July 1997 - April 2008 · 10 yrs 9 mos
Citigroup Global Markets INC.Broker
June 1996 - April 2008 · 11 yrs 10 mos
Painewebber IncorporatedBroker
December 1992 - June 1996 · 3 yrs 6 mos
Dean Witter Reynolds INC.Broker
April 1990 - December 1992 · 2 yrs 8 mos
Linsco/private Ledger CORP.Broker
April 1988 - April 1990 · 2 yrs
State Registrations18 states
AZCACOFLGAIDMAMIMNNCNVNYOHORSCTNTXWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.