DF
DF
Donald Fung is a registered investment advisor at Morgan Stanley, based in Menlo Park, CA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2775 Sand Hill Road, Suite 120, Menlo Park, CA, 94025
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Regulatory History (1)
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Regulatory
February 2021Final
Employment History
Current Registrations
Morgan Stanley
March 2017 - Present · 9 yrs 2 mos
Morgan StanleyBroker
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
J.P. Morgan Securities LLC
April 2003 - March 2017 · 13 yrs 11 mos
J.P. Morgan Securities LLCBroker
March 2003 - March 2017 · 14 yrs
UBS International INC.
February 2003 - March 2003 · 1 mo
UBS International INC.Broker
February 2003 - March 2003 · 1 mo
Credit Suisse First Boston
January 2003 - March 2003 · 2 mos
Credit Suisse First Boston LLCBroker
January 2003 - March 2003 · 2 mos
Donaldson Lufkin & Jenrette Securities Corporation
July 1997 - January 2003 · 5 yrs 6 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
February 1994 - January 2003 · 8 yrs 11 mos
Dean Witter Reynolds INC.Broker
August 1988 - March 1994 · 5 yrs 7 mos
Baraban Securities, INC.Broker
April 1988 - September 1988 · 5 mos
State Registrations40 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.