TrueAdvisor
TrueAdvisor
SK
ChFC
SK
ChFC

Scott Krizner

LPL Financial LLC
38 Years of Experience
Springfield, OH
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Scott Krizner is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Springfield, OH, with 38 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

49 E College Ave Ste 200, Springfield, OH, 45504

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2021
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Scott is an agent selling health, disability, and long-term care insurance since 2022. He also owns several business entities for tax and investment purposes, as well as real estate rental properties, dedicating minimal time to these activities.

Employment History
Current Registrations
LPL Financial LLC
April 2022 - Present · 4 yrs 6 mos
LPL Financial LLCBroker
April 2022 - Present · 4 yrs 6 mos
Previous Registrations
Cadaret Grant & CO INC
March 2007 - May 2022 · 15 yrs 2 mos
Financial Designs & Systems CO., LLC
October 2004 - January 2010 · 5 yrs 3 mos
Cadaret, Grant & CO., INC.Broker
January 1999 - May 2022 · 23 yrs 4 mos
Lincoln Financial Advisors CorporationBroker
November 1990 - January 1999 · 8 yrs 2 mos
The Lincoln National Life Insurance CompanyBroker
November 1990 - January 1999 · 8 yrs 2 mos
Painewebber IncorporatedBroker
February 1989 - November 1990 · 1 yr 9 mos
Hibbard Brown & CO., INC.Broker
June 1988 - January 1989 · 7 mos
Sherwood Capital, INC.Broker
May 1988 - May 1988 · 0 mos
State Registrations34 states
ALAZCACODCFLGAIAILINKYLAMAMDMIMNMOMSNCNDNJNVNYOHORPASCTNTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Springfield, OH →All financial advisors in Ohio →