TH
CFP
TH
CFP

Thomas Harrington

36 Years of Experience
Dublin, OH
BrokerSells Insurance

Thomas Harrington is a CFP-designated registered investment advisor at LPL Financial LLC, based in Dublin, OH, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

6195 Emerald Parkway, Ste One North, Dublin, OH, 43016

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Thomas spends full-time managing his LPL business through Harrington Asset Management, Inc. He also dedicates minimal time to an insurance agency, Harrington Asset Management, Inc., and about 10-20% of his time as a non-profit board member for HYDRO4LIFE, INC.

Employment History
Current Registrations
LPL Financial LLC
November 2024 - Present · 1 yr 6 mos
LPL Financial LLCBroker
November 2024 - Present · 1 yr 6 mos
Previous Registrations
Osaic Wealth, INC.
June 2021 - November 2024 · 3 yrs 5 mos
Harrington Asset Management INC
January 2003 - January 2023 · 20 yrs
Osaic Wealth, INC.Broker
November 1997 - November 2024 · 27 yrs
Mutual Service CorporationBroker
October 1993 - November 1997 · 4 yrs 1 mo
MML Investors Services, INC.Broker
December 1989 - October 1993 · 3 yrs 10 mos
State Registrations19 states
AZCACOFLGAKYMDMIMONCNJNMNYOHOKPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Harrington - Financial Advisor | TrueAdvisor