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Robin Morishita

Ameriprise Financial Services, LLC
38 Years of Experience
Torrance, CA
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Robin Morishita is a registered investment advisor at Ameriprise Financial Services, LLC, based in Torrance, CA, with 38 years of industry experience. Robin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

21515 Hawthorne Blvd, Ste 880, Torrance, CA, 90503

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2005
Settled
Customer Dispute
September 2005
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Robin is an independent insurance broker with United Healthcare Insurance Company since 2006.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 1997 - Present · 28 yrs 10 mos
Ameriprise Financial Services, LLC
May 1988 - Present · 38 yrs 5 mos
Ameriprise Financial Services, LLCBroker
May 1988 - Present · 38 yrs 5 mos
Previous Registrations
American Express Service CorporationBroker
April 1992 - December 1994 · 2 yrs 8 mos
Ids Life Insurance CompanyBroker
May 1988 - July 2006 · 18 yrs 2 mos
State Registrations12 states
AZCACOCTHIILINKSMINVNYVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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