Austin Arata
Austin Arata is a registered investment advisor at Ameriprise Financial Services, LLC, based in Long Beach, CA, with 10 years of industry experience. Austin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
Long Beach, CA
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Regulatory History (1)
Customer Dispute
March 2024Other Business ActivitiesSells Insurance
Austin is employed by Kinecta Financial and Insurance Services since 2015. This takes about a quarter of his time, including time during trading hours.
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Kinecta Financial & Insurance ServicesBroker
Kinecta Financial & Insurance Services
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.