Denine Bergeland is a CFP-designated registered investment advisor at Morgan Stanley, based in Naples, FL, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
Naples, FL
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
August 2020 - Present · 5 yrs 11 mos
Morgan Stanley
August 2020 - Present · 5 yrs 11 mos
Morgan StanleyBroker
August 2020 - Present · 5 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2007 - August 2020 · 13 yrs 1 mo
Merrill Lynch Pierce Fenner & Smith INC.
June 2007 - July 2007 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2007 - August 2020 · 13 yrs 3 mos
Financial Network Investment CorporationBroker
March 1994 - April 2007 · 13 yrs 1 mo
Norwest Investment Services, INC.Broker
September 1988 - March 1994 · 5 yrs 6 mos
Associated Planners Securities CorporationBroker
June 1988 - September 1988 · 3 mos
State Registrations38 states
AKALAZCACODCFLGAIDILINKSLAMAMDMEMIMNMTNCNDNHNJNMNVNYOHORPARISDTNTXUTVAWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.