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Bharat Parikh

35 Years of Experience
Fort Worth, TX
BrokerSells Insurance

Bharat Parikh is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Fort Worth, TX, with 35 years of industry experience. Bharat operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

1300 Summit Ave Ste 800, Fort Worth, TX, 76102

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Bharat may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. These insurance companies are not affiliated with Northwestern Mutual.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
June 2008 - Present · 17 yrs 11 mos
Northwestern Mutual Investment Services, LLCBroker
November 1990 - Present · 35 yrs 6 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
March 1991 - January 2002 · 10 yrs 10 mos
State Registrations2 states
PATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Bharat Parikh - Financial Advisor | TrueAdvisor