Joseph Ferraro is a registered investment advisor, based in Dawsonville, GA, with 36 years of industry experience.
Location
136 Highway 400 S, Dawsonville, GA, 30534
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Bb&t Securities, LLC
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Securities, LLCBroker
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Investment Services, INC.
March 2003 - January 2018 · 14 yrs 10 mos
Bb&t Investment Services, INC.Broker
June 2001 - January 2018 · 16 yrs 7 mos
Bb&t Investment Services, INC.Broker
May 2001 - May 2001 · 0 mos
Invest Financial CorporationBroker
February 2001 - June 2001 · 4 mos
Wachovia Securities, INC.Broker
February 2000 - January 2001 · 11 mos
Wachovia Brokerage ServiceBroker
January 2000 - February 2000 · 1 mo
Citicorp Investment ServicesBroker
December 1996 - September 1999 · 2 yrs 9 mos
First Union Brokerage Services, INC.Broker
September 1996 - January 1997 · 4 mos
The Dreyfus Service CorporationBroker
August 1994 - August 1996 · 2 yrs
Charles Schwab & CO., INC.Broker
January 1989 - January 1994 · 5 yrs
The Stuart-James Company, IncorporatedBroker
June 1988 - January 1989 · 7 mos
State Registrations39 states
ALAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMDMEMIMNMOMSMTNCNENHNJNYOHOKPASCTNTXUTVAVTWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.