Joseph Murphy
Joseph Murphy is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Madison, WI, with 32 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
2501 W Beltline Highway, Suite 401, Madison, WI, 53713
Get directionsHistory
Regulatory History (4)
Regulatory
September 2019Customer Dispute
March 2017Regulatory
February 2017Employment Separation After Allegations
January 2016Other Business Activities
Joseph is a member of the investment committee for Bethel Lutheran Church Endowment Foundation since 1998, providing investment advice and endowment directives. This requires minimal time.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
B. C. Ziegler and Company
B. C. Ziegler and CompanyBroker
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Dain Rauscher IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.