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Robert Stangel

Stifel, Nicolaus & Company, Incorporated
28 Years of Experience
Madison, WI
1 DisclosureBroker
View SEC Summary
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Robert Stangel is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Madison, WI, with 28 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2501 W Beltline Highway, Suite 401, Madison, WI, 53713

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2013
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Robert is the sole owner of a two-family rental property in Madison, WI, managing rentals and maintenance. This investment-related activity requires a few hours per week.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
June 2009 - Present · 17 yrs 4 mos
Stifel, Nicolaus & Company, Incorporated
June 2009 - Present · 17 yrs 4 mos
Stifel, Nicolaus & Company, IncorporatedBroker
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Wells Fargo Advisors, LLC
January 2008 - June 2009 · 1 yr 5 mos
Wells Fargo Advisors, LLCBroker
January 2008 - June 2009 · 1 yr 5 mos
A. G. Edwards & Sons, INC.Broker
November 1997 - January 2008 · 10 yrs 2 mos
State Registrations16 states
ARCACOFLIDILMIMNMONCNJNYPATXWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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