CP
CP
Charles Prestigiacomo
37 Years of Experience
Corrales, NM
2 DisclosuresBroker
Charles Prestigiacomo is a registered investment advisor at LPL Financial LLC, based in Corrales, NM, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
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Location
Corrales, NM
Get directionsHistory
Regulatory History (2)
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Criminal
March 1967Final Disposition
Criminal
December 1966Final Disposition
Employment History
Current Registrations
LPL Financial LLC
June 2025 - Present · 11 mos
LPL Financial LLC
March 2015 - Present · 11 yrs 2 mos
LPL Financial LLCBroker
March 2015 - Present · 11 yrs 2 mos
Previous Registrations
Advantage Wealth Advisors
December 2017 - May 2025 · 7 yrs 5 mos
LPL Financial LLC
March 2015 - October 2020 · 5 yrs 7 mos
First Allied Advisory Services, INC.
July 2012 - April 2015 · 2 yrs 9 mos
First Allied Securities, INC.
November 2011 - July 2012 · 8 mos
First Allied Securities, INC.Broker
February 2007 - March 2015 · 8 yrs 1 mo
Associated Securities CORP.Broker
March 1999 - February 2007 · 7 yrs 11 mos
Interfirst Capital CorporationBroker
July 1998 - March 1999 · 8 mos
Associated Securities CORP.Broker
November 1995 - June 1998 · 2 yrs 7 mos
Rsr Capital Group, INC.Broker
December 1990 - November 1995 · 4 yrs 11 mos
Robert Thomas Securities, INCBroker
February 1990 - December 1990 · 10 mos
Municicorp of CaliforniaBroker
August 1989 - February 1990 · 6 mos
Cal State Securities CORP.Broker
July 1988 - August 1989 · 1 yr 1 mo
State Registrations16 states
AZCACODCFLHIMAMDNCNJNMNYOKORTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.