Dwight Peterson is a registered investment advisor at LPL Financial LLC, based in Alamo, CA, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3189 Danville Blvd Suite 280, Alamo, CA, 94507
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2013Other Business Activities
Dwight operates Advantage Wealth Advisors as a DBA for his LPL business, dedicating full-time hours to it. He also provides investment advisory services through Advantage Wealth Advisors as a Registered Investment Advisor, spending about 60% of his time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Advantage Wealth Advisors
LPL Financial LLC
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.