KM
KM
Kenneth Marcus is a registered investment advisor at Morgan Stanley, based in Palo Alto, CA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1400 Page Mill Road, Palo Alto, CA, 94304
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Regulatory History (4)
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Customer Dispute
October 1999Settled
Employment Separation After Allegations
March 1999Customer Dispute
June 1998Denied
Customer Dispute
July 1997Settled
Other Business Activities
Kenneth is a sole proprietor/owner of Del Marcus Properties, a real estate business, since 2002. He spends minimal time on property management after business hours.
Employment History
Current Registrations
Morgan StanleyBroker
September 2020 - Present · 5 yrs 8 mos
Morgan Stanley
September 2020 - Present · 5 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2008 - September 2020 · 12 yrs 8 mos
Wells Fargo Clearing Services, LLC
January 2008 - September 2020 · 12 yrs 8 mos
A. G. Edwards & Sons, INC.
March 2001 - January 2008 · 6 yrs 10 mos
A. G. Edwards & Sons, INC.Broker
April 1999 - January 2008 · 8 yrs 9 mos
Salomon Smith Barney INC.Broker
July 1993 - March 1999 · 5 yrs 8 mos
Lehman Brothers INC.Broker
July 1989 - July 1993 · 4 yrs
F.N. Wolf & CO., INC.Broker
June 1988 - May 1989 · 11 mos
State Registrations33 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.