Steven Hornstein is a CFP-designated registered investment advisor, based in Woodland Hills, CA, with 35 years of industry experience.
Location
20335 Ventura Blvd, Woodland Hills, CA, 91364
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven owns a law office and is involved in various community and professional organizations. He also sells insurance products through Avantax affiliated insurance agencies, dedicating about 10-20% of his time to these activities.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
New England Securities Corporation
New England SecuritiesBroker
Quest Capital Strategies, INC.Broker
Interfirst Capital CorporationBroker
Interfirst Capital CorporationBroker
State Registrations6 states
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