Christopher Vanhorn
Christopher Vanhorn is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Long Beach, CA, with 37 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
5834 E. Naples Plaza, 2nd Floor, Long Beach, CA, 90803
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2009Other Business Activities
Christopher is the owner of 922 LLC, a real estate holding company, and helps manage properties. This activity is investment-related and takes minimal time.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Dean Witter Reynolds INC.Broker
Shearson Lehman Hutton INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.