Mitzi Pasch
Mitzi Pasch is a registered investment advisor at Prospera Financial Services, INC., based in Boca Raton, FL, with 37 years of industry experience. Their practice areas include Estate Planning, Retirement Planning. Their firm serves 19,103 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Prospera Financial Services offers investment management through various programs. The fees are based on a percentage of your portfolio's value and are negotiable, but the maximum annual fee is 2.15%. The specific fee and services are agreed upon in an advisory agreement. Fees are typically deducted from your account. Some programs may have additional fees, such as transaction costs or sub-account fees. Prospera also participates in revenue sharing with custodians and other third parties, which creates a conflict of interest.
Location
Boca Raton, FL
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Regulatory History (1)
Customer Dispute
February 2000Other Business ActivitiesSells Insurance
Mitzi is involved in real estate sales, dedicating minimal time to it. She is also a licensed clinical social worker, though not currently practicing, and owns Forty West Financial, where she spends all of her time on insurance sales.
Employment History
Current Registrations
Prospera Financial Services, INC.Broker
Prospera Financial Services, INC.
Previous Registrations
Cutter & Company, INC.Broker
Cutter & Company, INC.
Midsouth Capital, INC.
Index Asset Management
Midsouth Capital, INC.Broker
Corporate Securities Group, INC.Broker
Prudential Securities IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.