Ann Durham is a registered investment advisor at Ameriprise Financial Services, LLC, based in Reston, VA, with 35 years of industry experience. Ann operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
1902 Campus Commons Dr, Ste 500, Reston, VA, 20191-1592
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Ann serves on the Board of Directors for an entity in Durham, acting as Secretary. This activity requires about 10-20% of her time, with minimal time during trading hours.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
PNC InvestmentsBroker
PNC Investments
Key Investment Services LLCBroker
Key Investment Services LLC
Wamu Investments, INC.
Wamu Investments, INC.Broker
Jmc Financial CorporationBroker
Pacific First Securities, LTD.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.