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Denton Brooks

36 Years of Experience
Palm Beach Gardens, FL
3 DisclosuresBrokerSells Insurance

Denton Brooks is a registered investment advisor at Gwn Securities INC., based in Palm Beach Gardens, FL, with 36 years of industry experience. Denton operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 37,091 clients with $3.7B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
506 advisors
Number of Clients
37,091 clients
Average Client Portfolio
$98K average
Assets Under Management
$3.7B

Fee Structure

Minimum Investment:$2K

GWN Securities offers several managed account programs with fees based on a percentage of your portfolio's value. These fees are typically billed quarterly. The specific fees vary depending on the program you choose and the amount you invest. Some programs have minimum account sizes and platform fees. GWN's fees do not include brokerage and custodial services. GWN may also recommend third-party money managers, which will result in additional fees.

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Location

11440 North Jog Road, Palm Beach Gardens, FL, 33418-3764

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
September 2006
Customer Dispute
May 2003
Denied
Customer Dispute
October 2000
Settled
Other Business ActivitiesSells Insurance

Denton is the owner and president of Clearcreek Financial Group, where he sells life, health, and annuity products, dedicating about 10-20% of his time. He also owns an office building and manages a family limited partnership trust, spending minimal time on each.

Employment History
Current Registrations
Gwn Securities INC.
October 2006 - Present · 19 yrs 7 mos
Gwn Securities INC.Broker
October 2006 - Present · 19 yrs 7 mos
Gwn Securities INC.
October 2006 - Present · 19 yrs 7 mos
Previous Registrations
Ing Financial Advisers, LLC
January 2005 - September 2006 · 1 yr 8 mos
Ing Financial Advisers, LLCBroker
January 2005 - September 2006 · 1 yr 8 mos
Pmg Securities CorporationBroker
May 2002 - December 2004 · 2 yrs 7 mos
Baird Management CorporationBroker
January 2002 - May 2002 · 4 mos
Washington Square Securities, INC.Broker
February 1997 - December 2001 · 4 yrs 10 mos
Linsco/private Ledger CORP.Broker
November 1994 - March 1997 · 2 yrs 4 mos
Main Street Management CompanyBroker
February 1992 - December 1993 · 1 yr 10 mos
Locust Street Securities, INC.Broker
February 1989 - February 1992 · 3 yrs
John Hancock Distributors, INC.Broker
July 1988 - March 1989 · 8 mos
John Hancock Mutual Life Insurance CompanyBroker
July 1988 - March 1989 · 8 mos
State Registrations9 states
ALAZFLGAINNVOHTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Denton Brooks - Financial Advisor | TrueAdvisor