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Denton Brooks

Gwn Securities INC.
37 Years of Experience
Hudson, OH
3 DisclosuresBrokerSells Insurance
View SEC Summary
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Denton Brooks is a registered investment advisor at Gwn Securities INC., based in Hudson, OH, with 37 years of industry experience. Denton is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 37,793 clients with $4.8B in assets under management.

Gwn Securities INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
505 advisors
Number of Clients
37,793 clients
Average Client Portfolio
$126K average
Assets Under Management
$4.8B

Fee Structure

Minimum Investment:$2K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.25%
$500K - $1.0M1.00%
$1M+0.50%

Schedule represents the standard GWN Managed Account Program. Other programs such as Premier, Total Access, and FMAX have separate fee schedules or negotiable rates up to 2.00%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Hudson, OH

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
September 2006
Customer Dispute
May 2003
Denied
Customer Dispute
October 2000
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Denton is the owner and president of Clearcreek Financial Group, where he sells life, health, and annuity products, dedicating about 10-20% of his time. He also owns an office building and manages a family limited partnership trust, spending minimal time on each.

Employment History
Current Registrations
Gwn Securities INC.
October 2006 - Present · 20 yrs
Gwn Securities INC.Broker
October 2006 - Present · 20 yrs
Gwn Securities INC.
October 2006 - Present · 20 yrs
Previous Registrations
Ing Financial Advisers, LLC
January 2005 - September 2006 · 1 yr 8 mos
Ing Financial Advisers, LLCBroker
January 2005 - September 2006 · 1 yr 8 mos
Pmg Securities CorporationBroker
May 2002 - December 2004 · 2 yrs 7 mos
Baird Management CorporationBroker
January 2002 - May 2002 · 4 mos
Washington Square Securities, INC.Broker
February 1997 - December 2001 · 4 yrs 10 mos
Linsco/private Ledger CORP.Broker
November 1994 - March 1997 · 2 yrs 4 mos
Main Street Management CompanyBroker
February 1992 - December 1993 · 1 yr 10 mos
Locust Street Securities, INC.Broker
February 1989 - February 1992 · 3 yrs
John Hancock Distributors, INC.Broker
July 1988 - March 1989 · 8 mos
John Hancock Mutual Life Insurance CompanyBroker
July 1988 - March 1989 · 8 mos
State Registrations9 states
ALAZFLGAINNVOHTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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