Michael Stiefel
Michael Stiefel is a registered investment advisor at LPL Financial LLC, based in Greensboro, NC, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
620 Green Valley Rd Ste 306, Greensboro, NC, 27408
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2006Other Business Activities
Michael operates Innovative Financial Solutions, LLC and Mike Stiefel Investment Management as DBAs for his LPL business. He dedicates full-time hours to these activities, including 6 hours during securities trading.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Linsco/private Ledger CORP.
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Salomon Smith Barney INC.Broker
Dean Witter Reynolds INC.Broker
Osborne, Stern & Company, INC.Broker
Marshall Davis, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.