Anoput Phimmasone
Anoput Phimmasone is a registered investment advisor at Osaic Wealth, INC., based in Reston, VA, with 37 years of industry experience. Anoput operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
10701 Parkridge Blvd., Suite 130, Reston, VA, 20191
Get directionsHistory
Regulatory History (7)
Customer Dispute
January 2016Customer Dispute
May 2007Customer Dispute
December 2005Customer Dispute
June 2004Customer Dispute
August 1999Customer Dispute
September 1998Employment Separation After Allegations
June 1995Other Business Activities
Anoput is a managing partner, Chief Investment Officer, and Portfolio Manager at P.I.M. Capital, LLC, dedicating nearly full-time hours to investment-related activities. Anoput also owns 10% of the Ride Technology US Patent but spends minimal time on this.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Capital One Advisors, LLC
Capital One Investing, LLCBroker
Capital One Financial Advisors LLC
Capital One Investment Services LLCBroker
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Infinex Investments, INC.
Infinex Investments, INC.Broker
RBC Capital Markets Corporation
RBC Capital Markets CorporationBroker
Ferris, Baker Watts, LLC
Ferris, Baker Watts, LLCBroker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
First Union Brokerage Services, INC.Broker
Wheat, First Securities, INC.Broker
Prudential Securities IncorporatedBroker
Lehman Brothers INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
F.N. Wolf & CO., INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.