Charles Douthit is a registered investment advisor, based in Northbrook, IL, with 37 years of industry experience.
Location
1466 Techny Road, Northbrook, IL, 60062
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Regulatory History (4)
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Financial
December 2016Final
Customer Dispute
March 2003Denied
Customer Dispute
December 1998Settled
Customer Dispute
March 1998Award / Judgment
Other Business Activities
Charles works as a financial advisor for COE Financial Group, soliciting financial products and advice to securities clients. This activity is investment-related and takes up a full-time commitment.
Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
July 2024 - Present · 2 yrs 2 mos
Previous Registrations
Morgan Stanley
June 2009 - July 2024 · 15 yrs 1 mo
Morgan StanleyBroker
June 2009 - July 2024 · 15 yrs 1 mo
Citigroup Global Markets INC.
February 1998 - June 2009 · 11 yrs 4 mos
Citigroup Global Markets INC.Broker
January 1996 - June 2009 · 13 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1989 - January 1996 · 6 yrs 9 mos
U.S. Advisors, INC.Broker
January 1989 - April 1989 · 3 mos
Graystone Nash, INC.Broker
September 1988 - January 1989 · 4 mos
F.D. Roberts Securities, INC.Broker
August 1988 - September 1988 · 1 mo
State Registrations17 states
AZCACOFLGAILINMIMNNCNVNYTNTXUTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.