Agnes Roach is a CFP-designated registered investment advisor at LPL Financial LLC, based in Northbrook, IL, with 42 years of industry experience. Agnes is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
5 Revere Dr Ste 200, Northbrook, IL, 60062
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Regulatory History (1)
Regulatory
March 1989Other Business Activities
Agnes operates under the DBA AA Roach Financial Planning for her LPL business since 1985. This activity is investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Aa Roach Financial Planning
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Main Street Management CompanyBroker
Mutual Service CorporationBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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