RF
RF
Robert Fish
38 Years of Experience
West Chester, PA
3 DisclosuresBrokerSells Insurance
Robert Fish is a registered investment advisor, based in West Chester, PA, with 38 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1595 Paoli Pike, Suite 101, West Chester, PA, 19380
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2006Denied
Customer Dispute
September 2005Denied
Customer Dispute
November 2003Denied
Other Business ActivitiesSells Insurance
Robert is involved with Caitly Hess Corporation, owned by his brother-in-law and niece, dedicating minimal time. He also spends nearly full-time selling various types of life insurance.
Employment History
Current Registrations
J. Alden Associates, INC.
May 2020 - Present · 6 yrs 5 mos
J. Alden Associates, INC.Broker
May 2020 - Present · 6 yrs 5 mos
Alden Capital
April 2020 - Present · 6 yrs 6 mos
Previous Registrations
Mcg Securities LLCBroker
October 2014 - May 2020 · 5 yrs 7 mos
Bluestone Capital Management, LLC
October 2014 - May 2020 · 5 yrs 7 mos
Azarias Capital Partners, LLC
September 2010 - December 2010 · 3 mos
NFP Advisor Services, LLC
May 2010 - October 2014 · 4 yrs 5 mos
NFP Securities, INC.Broker
May 2010 - October 2014 · 4 yrs 5 mos
New England Securities Corporation
July 2002 - May 2010 · 7 yrs 10 mos
New England SecuritiesBroker
June 1989 - May 2010 · 20 yrs 11 mos
Pruco Securities CorporationBroker
May 1988 - May 1989 · 1 yr
The Prudential Insurance Company of AmericaBroker
May 1988 - May 1989 · 1 yr
State Registrations6 states
CADEMANJPAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Carter Lee, CFALenape Investments, LLC
- Gregory Maxey, CFPStrategic Advisers LLC
- Thomas Vickers, ChFCPrivate Advisor Group, LLC
- Eric Fuhrman, CFPKey Financial, INC.
- Timothy Killea, CFPFisher Investments
- Robert Kedra, CFPPrivate Advisor Group, LLC