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Robert Fish

37 Years of Experience
3 DisclosuresBrokerSells Insurance

Robert Fish is a registered investment advisor, based in Wayne, PA, with 37 years of industry experience.

Location

37 West Ave, Suite 301, Wayne, PA, 19087

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History

Regulatory History (3)
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Customer Dispute
September 2006
Denied
Customer Dispute
September 2005
Denied
Customer Dispute
November 2003
Denied
Other Business ActivitiesSells Insurance

Robert is involved with Caitly Hess Corporation, owned by his brother-in-law and niece, dedicating minimal time. He also spends nearly full-time selling various types of life insurance.

Employment History
Current Registrations
J. Alden Associates, INC.
May 2020 - Present · 5 yrs 11 mos
J. Alden Associates, INC.Broker
May 2020 - Present · 5 yrs 11 mos
Alden Capital
April 2020 - Present · 6 yrs
Previous Registrations
Mcg Securities LLCBroker
October 2014 - May 2020 · 5 yrs 7 mos
Bluestone Capital Management, LLC
October 2014 - May 2020 · 5 yrs 7 mos
Azarias Capital Partners, LLC
September 2010 - December 2010 · 3 mos
NFP Advisor Services, LLC
May 2010 - October 2014 · 4 yrs 5 mos
NFP Securities, INC.Broker
May 2010 - October 2014 · 4 yrs 5 mos
New England Securities Corporation
July 2002 - May 2010 · 7 yrs 10 mos
New England SecuritiesBroker
June 1989 - May 2010 · 20 yrs 11 mos
Pruco Securities CorporationBroker
May 1988 - May 1989 · 1 yr
The Prudential Insurance Company of AmericaBroker
May 1988 - May 1989 · 1 yr
State Registrations6 states
CADEMANJPAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Fish - Financial Advisor | TrueAdvisor