GC
GC
Gregory Carlson
37 Years of Experience
Sarasota, FL
2 DisclosuresBroker
Gregory Carlson is a registered investment advisor at Raymond James & Associates, INC., based in Sarasota, FL, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...
Location
2 N. Tamiami Trail, Suite 804, Sarasota, FL, 34236
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2011Settled
Customer Dispute
April 2004Settled
Other Business Activities
Gregory participates in BNI, a business referral networking group in Sarasota, Florida. He spends a few hours per week on this activity, outside of business hours.
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2025 - Present · 1 yr 5 mos
Raymond James & Associates, INC.Broker
February 2025 - Present · 1 yr 5 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
February 2009 - February 2025 · 16 yrs
Stifel, Nicolaus & Company, IncorporatedBroker
February 2009 - February 2025 · 16 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2004 - February 2009 · 4 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2004 - February 2009 · 4 yrs 9 mos
Robert W. Baird & CO. Incorporated
August 1998 - June 2004 · 5 yrs 10 mos
Robert W. Baird & CO. IncorporatedBroker
August 1998 - June 2004 · 5 yrs 10 mos
Legg Mason Wood Walker, IncorporatedBroker
June 1996 - July 1998 · 2 yrs 1 mo
Prudential Securities IncorporatedBroker
April 1994 - June 1996 · 2 yrs 2 mos
Painewebber IncorporatedBroker
October 1988 - April 1994 · 5 yrs 6 mos
Wellshire Securities, INC.Broker
May 1988 - July 1988 · 2 mos
State Registrations18 states
ALCAFLGAILMAMDMINCNJNYOHPATNTXVAWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.