Stuart Rosenthal
Stuart Rosenthal is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Baltimore, MD, with 37 years of industry experience. Stuart operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
6100 Baltimore National Pike, Ste 103, Baltimore, MD, 21228
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2015Regulatory
October 1996Other Business ActivitiesSells Insurance
Stuart is an independent insurance agent selling fixed insurance products since 2005, and also owns Rosenthal Wealth Management Group, where he sells securities, advisory, and insurance products, taking up nearly all of his time. He also dedicates time to various non-profit organizations and commercial property rental.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Financial Planning Services of Virginia
Voya Financial Advisors, INC.Broker
Mutual of Omaha Investor Services, INC.Broker
Pruco Securities CorporationBroker
Mutual of Omaha Fund Management CompanyBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.