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Rainey Rogers is a registered investment advisor, based in Mckinney, TX, with 37 years of industry experience.
Location
Mckinney, TX
Get directionsHistory
Regulatory History (4)
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Customer Dispute
June 2023Settled
Customer Dispute
April 2015Settled
Customer Dispute
February 2014Denied
Customer Dispute
September 2002Settled
Other Business ActivitiesSells Insurance
Rainey sells health insurance since 2011. Rainey also sells fixed life insurance, fixed annuities, health, disability insurance (DI), and long-term care insurance since 2011, and owns a condo used for personal and rental purposes, dedicating minimal time to it.
Employment History
Current Registrations
Kestra Investment Services, LLCBroker
February 2022 - Present · 4 yrs 3 mos
Kestra Advisory Services, LLC
February 2022 - Present · 4 yrs 3 mos
Kestra Investment Services, LLC
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
Principal Securities, INC.
March 2005 - February 2022 · 16 yrs 11 mos
Principal Securities, INC.Broker
August 1988 - February 2022 · 33 yrs 6 mos
State Registrations22 states
ARAZCACOFLGAIDILKSLAMDMIMNMONCNVOKPASCTXUTVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.