BP
BP

Blake Pollock

32 Years of Experience
Farmington Hills, MI
1 DisclosureBroker

Blake Pollock is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Farmington Hills, MI, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

39001 W 12 Mile Rd, Farmington Hills, MI, 48331

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2010
Closed-No Action
Other Business Activities

Blake is a board member for Let Us Play Youth Organization, a non-profit aiding disadvantaged youth, attending meetings twice per year. He also serves on the City of Rochester Michigan Compensation Commission, dedicating minimal time to determining salaries for elected officials.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2015 - Present · 10 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2015 - Present · 10 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2015 - Present · 10 yrs 10 mos
Previous Registrations
UBS Financial Services INC.
October 2010 - June 2015 · 4 yrs 8 mos
UBS Financial Services INC.Broker
June 2008 - June 2015 · 7 yrs
Banc of America Investment Services, INC.
October 2005 - June 2008 · 2 yrs 8 mos
Banc of America Investment Services, INC.Broker
October 2005 - June 2008 · 2 yrs 8 mos
Wachovia Securities, LLC
May 2004 - October 2005 · 1 yr 5 mos
Wachovia Securities, LLCBroker
July 2003 - October 2005 · 2 yrs 3 mos
Prudential Securities IncorporatedBroker
May 1993 - July 2003 · 10 yrs 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Blake Pollock - Financial Advisor | TrueAdvisor