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Christopher Hicks

37 Years of Experience
Collierville, TN
2 DisclosuresBrokerSells Insurance

Christopher Hicks is a registered investment advisor at LPL Financial LLC, based in Collierville, TN, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1182 W Poplar Ave, Collierville, TN, 38017

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2020
Denied
Customer Dispute
January 2009
Withdrawn
Other Business ActivitiesSells Insurance

Christopher is compensated from investment-related sales of insurance, annuities, and advisory services through the firm and its affiliated entities, FTB Advisors Insurance Services, Inc., and First Horizon Insurance Services.

Employment History
Current Registrations
LPL Financial LLC
August 2025 - Present · 9 mos
LPL Financial LLCBroker
August 2025 - Present · 9 mos
Previous Registrations
First Horizon Advisors, INC
October 2013 - August 2025 · 11 yrs 10 mos
Ftb Advisors, INC.
February 2009 - October 2013 · 4 yrs 8 mos
Ftb Advisors, INC.
March 2004 - March 2012 · 8 yrs
First Horizon Advisors, INC.Broker
September 1997 - August 2025 · 27 yrs 11 mos
MML Investors Services, INC.Broker
July 1990 - September 1997 · 7 yrs 2 mos
Fsc Securities CorporationBroker
October 1988 - June 1990 · 1 yr 8 mos
State Registrations25 states
ALARAZCACOFLGAIAILINKSKYMIMNMOMSNCOHOKORSCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Hicks - Financial Advisor | TrueAdvisor