Jeffrey Moormeier
Jeffrey Moormeier is a registered investment advisor at Osaic Advisory Services, LLC, based in Terrell, TX, with 37 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 1 more. Their firm serves 28,410 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Advisors offers investment management through several programs:
- Ally Account: Fees are negotiable, with a maximum annual fee of 2.50%. Transaction charges apply.
- Counsel Account: Fees are negotiable, with a maximum annual fee of 2.50%. This is a wrap account, so the fee covers both advice and transactions.
- Partner Program: Access to third-party managers with varying fees. Osaic either receives a portion of the fee or charges a separate consulting fee.
- Plan Participant Retirement Program: Maximum 3% annual fee, either fixed or tiered, based on assets in your retirement plan account.
Location
115 N Frances St, #102, Terrell, TX, 75160
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2003Customer Dispute
February 2003Employment Separation After Allegations
October 2002Other Business ActivitiesSells Insurance
Jeffrey sells fixed indexed annuities and dedicates minimal time to this activity. He also works as an advisor for Arbor Point Advisors, spending nearly full-time hours there, and as a ski instructor for Sun Valley Snow Sports, dedicating about 10-20% of his time.
Employment History
Current Registrations
Osaic Advisory Services, LLC
Osaic Wealth, INC.Broker
Previous Registrations
Arbor Point Advisors
Securities America, INC.Broker
Kms Financial Services, INC
Kms Financial Services, INC.Broker
Qa3 Financial LLC
Qa3 Financial CORP.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.