Joseph Dumser is a registered investment advisor, based in Charlotte, NC, with 36 years of industry experience.
Location
4777 Sharon Rd, Fl 2, Charlotte, NC, 28210
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Joseph has part ownership in a Bojangles franchise through SAV-BO RE LLC and SAV-BO OC LLC since 2012. He is a passive investor with no duties, receiving dividends, and devotes minimal time to this business.
Employment History
Current Registrations
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Bb&t Securities, LLCBroker
May 2015 - February 2021 · 5 yrs 9 mos
Bb&t Securities, LLC
May 2015 - February 2021 · 5 yrs 9 mos
First Citizens Investor Services, INC.
October 2000 - May 2015 · 14 yrs 7 mos
First Citizens Investor Services, INC.Broker
August 1999 - May 2015 · 15 yrs 9 mos
First Union Brokerage Services, INC.Broker
April 1992 - August 1999 · 7 yrs 4 mos
Charles Schwab & CO., INC.Broker
March 1992 - April 1992 · 1 mo
Mabon, Nugent & CO.Broker
August 1988 - August 1990 · 2 yrs
State Registrations45 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.