James Towne is a registered investment advisor at Hilltop Securities Asset Management, LLC, based in Solana Beach, CA, with 27 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 54 clients with $32B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $25.0M | 0.25% |
| $25.0M - $50.0M | 0.20% |
| $50.0M - $100.0M | 0.15% |
| $100.0M - $250.0M | 0.10% |
| $250.0M - $500.0M | 0.06% |
| $500M+ | 0.04% |
Fees are negotiable on a case-by-case basis.
Fee Estimator
Location
777 S Hwy 101, Suite 104, Solana Beach, CA, 92075
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is a board member of Kestrel ESG, an organization that assists municipalities in determining if bond-financed activities are aligned with sector-specific best practices to address greenhouse gas emissions. He dedicates minimal time to this non-investment related activity.
Employment History
Current Registrations
Hilltop Securities Asset Management, LLC
Hilltop Securities INC.Broker
Previous Registrations
Hilltop Securities INC.
Caldwell Sutter Capital, INC.Broker
Stifel, Nicolaus & Company, IncorporatedBroker
Sterne, Agee & Leach, INC.Broker
Oppenheimer & CO. INC.Broker
Piper Jaffray & CO.Broker
Dain Bosworth IncorporatedBroker
State Registrations53 states
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