ML
CFP
ML
CFP
Marc Lowlicht
36 Years of Experience
East Hampton, NY
1 DisclosureBrokerSells Insurance
Marc Lowlicht is a CFP-designated registered investment advisor, based in East Hampton, NY, with 36 years of industry experience.
Location
11 Gay Rd, 2nd Floor, East Hampton, NY, 11937
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Regulatory History (1)
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Customer Dispute
June 2002Denied
Other Business ActivitiesSells Insurance
Marc is the CEO of OPES Private Wealth Mgmt LLC, a DBA for B. Riley Wealth business. He also has passive real estate investments and works as an insurance agent for B. Riley Wealth Insurance Corp, dedicating a few hours per week to insurance sales.
Employment History
Current Registrations
B. Riley Wealth ManagementBroker
July 2022 - Present · 4 yrs
B. Riley Wealth Advisors, INC.
December 2013 - Present · 12 yrs 7 mos
Previous Registrations
National Securities CorporationBroker
December 2013 - July 2022 · 8 yrs 7 mos
Further Lane Asset Management, LLC
November 2012 - December 2013 · 1 yr 1 mo
Further Lane Securities, L.P.Broker
April 2005 - December 2013 · 8 yrs 8 mos
A. G. Edwards & Sons, INC.Broker
May 2001 - April 2005 · 3 yrs 11 mos
Janney Montgomery Scott LLCBroker
July 1999 - May 2001 · 1 yr 10 mos
The Dratel Group, INC.Broker
January 1993 - October 1999 · 6 yrs 9 mos
Prime Charter LTD.Broker
August 1991 - January 1993 · 1 yr 5 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
December 1989 - August 1991 · 1 yr 8 mos
State Registrations31 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.