Ernest Vorpahl
Ernest Vorpahl is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in East Hampton, NY, with 29 years of industry experience. Ernest operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
114 N. Main Street, East Hampton, NY, 11937
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ernest is dually-registered as an investment advisor representative and registered representative, spending the majority of his time with East End Financial Group. He is also a licensed insurance agent through Kosinski Associates, Inc. and president of Ernie Vorpahl, Inc., a business improvement and consulting company.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
East End Financial Group, INC.
Previous Registrations
American Portfolios Advisors, INC
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Tower Square Securities, INC.Broker
Financial Network Investment CorporationBroker
State Registrations5 states
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