Stephen Schuller
Stephen Schuller is a registered investment advisor at Prospera Financial Services, INC., based in Jacksonville, FL, with 37 years of industry experience. Their practice areas include Estate Planning, Retirement Planning. Their firm serves 19,103 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Prospera Financial Services offers investment management through various programs. The fees are based on a percentage of your portfolio's value and are negotiable, but the maximum annual fee is 2.15%. The specific fee and services are agreed upon in an advisory agreement. Fees are typically deducted from your account. Some programs may have additional fees, such as transaction costs or sub-account fees. Prospera also participates in revenue sharing with custodians and other third parties, which creates a conflict of interest.
Location
Jacksonville, FL
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Regulatory History (1)
Regulatory
February 2023Other Business Activities
Stephen is a manager at Stephen Schuller, LLC, working as a business broker with Florida Business Exchange, Inc. He consults on the purchase and sale of operating businesses, dedicating about 10-20% of his time to this activity.
Employment History
Current Registrations
Prospera Financial Services, INC.
Prospera Financial Services, INC.Broker
Previous Registrations
Dorsey & Company INC.
Dorsey & Company, INC.Broker
New England SecuritiesBroker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.