Henry Gallardo
Henry Gallardo is a registered investment advisor at Osaic Wealth, INC., based in Phoenix, AZ, with 37 years of industry experience. Henry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
2415 E. Camelback Rd., Suite 700, Phoenix, AZ, 85016
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Henry is a managing partner at Strategic WA LLC, providing financial advice and commission-based products, dedicating full-time hours. He also sells fixed insurance products, including LTC and life insurance, taking about a quarter of his time, and is involved in another Strategic WA LLC branch in Arizona, spending a few hours per week.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Osaic Advisory Services, LLC
Previous Registrations
Triad Advisors LLCBroker
M Holdings Securities, INC.
M Holdings Securities, INC.Broker
Investors Capital Advisory
Investors Capital CORP.Broker
Securian Financial Services, INC.Broker
Securian Financial Services, INC.
Sma Equities, INC.Broker
First Investors CorporationBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.