DB
PFS
DB
PFS

David Bott

37 Years of Experience
Sugar Land, TX
Broker

David Bott is a PFS-designated registered investment advisor at Cetera Investment Advisers LLC, based in Sugar Land, TX, with 37 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

14090 Southwest Freeway, Suite 200, Sugar Land, TX, 77478

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
August 2025 - September 2025 · 1 mo
H.D. Vest Advisory Services, INC
August 1993 - December 2014 · 21 yrs 4 mos
Avantax Investment Services, INC.Broker
August 1988 - September 2025 · 37 yrs 1 mo
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.