William Ferguson is a registered investment advisor at Advice and Planning Services, based in Frisco, TX, with 34 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 72,807 clients with $34B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
TC Services offers several managed account programs with different fee structures:
- TIAA Personal Portfolio (TPP): 0.30% annually of the assets managed. This program is closed to new investors.
- TIAA Portfolio Advisor (PA): Fees range from 1.15% to 0.40% annually based on a tiered schedule.
- Private Asset Management (PAM): Fees range from 0.90% to 0.40% annually for a blended portfolio, or 0.50% to 0.15% annually for a fixed income portfolio, based on a tiered schedule. Transaction costs are additional for PAM.
TC Services may negotiate fee arrangements based on various factors. The fees for TPP and PA are inclusive of most transaction costs, while PAM has separate transaction costs.
Location
3965 Dallas Parkway, Frisco Regional, Frisco, TX, 75034
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
William is the CEO and President of Ferguson Capital Group, a holding group for future family businesses. He supports his wife and son in identifying potential projects, but the business has been inactive since 2019 and he spends minimal time on it.
Employment History
Current Registrations
Advice and Planning Services
Tiaa-Cref Individual & Institutional Services, LLCBroker
Tiaa-Cref Individual & Institutional Services, LLC
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
TD Ameritrade, INC.Broker
TD Ameritrade Clearing, INC.Broker
H.D. Vest Advisory Services, INC
Hd Vest Investment ServicesBroker
Fidelity Investments Institutional Services Company, INC.Broker
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
E*trade Capital Management, LLC
E*trade Securities LLCBroker
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
First Union Securities, INC.Broker
First Union Brokerage Services, INC.Broker
Lm Financial Partners, INC.Broker
Crestar Securities CorporationBroker
Natcity Investments, INC.Broker
PNC Brokerage CORPBroker
PNC Securities CORPBroker
Federated Securities CORP.Broker
Federated Securities CORP.Broker
First Investors CorporationBroker
State Registrations53 states
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