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Kirk Aguer

Morgan Stanley
54 Years of Experience
State College, PA
11 DisclosuresBroker
View SEC Summary
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Kirk Aguer is a registered investment advisor at Morgan Stanley, based in State College, PA, with 54 years of industry experience. Kirk is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

720 South Atherton Street, State College, PA, 16801

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History

Regulatory History (11)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 1998
Settled
Customer Dispute
May 1998
Settled
Customer Dispute
November 1994
Settled
Customer Dispute
May 1994
Settled
Customer Dispute
July 1993
Settled
Customer Dispute
February 1993
Settled
Customer Dispute
February 1992
Settled
Customer Dispute
January 1992
Award / Judgment
Customer Dispute
October 1991
Settled
Regulatory
August 1986
Final
Customer Dispute
May 1985
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kirk co-owns Nittany Grove Home Sales, LLC with his spouse, acting as a landlord and dedicating minimal time. He is also a partner in Aguer Nobori Properties, involved in property management and construction/engineering, spending minimal time outside of business hours.

Employment History
Current Registrations
Morgan Stanley
September 2020 - Present · 6 yrs 1 mo
Morgan StanleyBroker
September 2020 - Present · 6 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
December 2014 - September 2020 · 5 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
November 2010 - September 2020 · 9 yrs 10 mos
Morgan Stanley Smith BarneyBroker
June 2009 - November 2010 · 1 yr 5 mos
Citigroup Global Markets INC.
July 1997 - June 2003 · 5 yrs 11 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
June 1990 - July 1993 · 3 yrs 1 mo
Sutro & CO. IncorporatedBroker
March 1982 - July 1990 · 8 yrs 4 mos
Dean Witter Reynolds INC.Broker
February 1978 - April 1982 · 4 yrs 2 mos
Dean Witter & CO. IncorporatedBroker
May 1973 - February 1978 · 4 yrs 9 mos
Dean Witter & CO. IncorporatedBroker
March 1972 - May 1973 · 1 yr 2 mos
State Registrations27 states
AZCACOCTFLGAHIILKYMAMDMIMNMOMTNCNVNYOHORPASCTXUTVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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