TH
CFP
TH
CFP

Thomas Hall

21 Years of Experience
State College, PA
Broker

Thomas Hall is a CFP-designated registered investment advisor at Morgan Stanley, based in State College, PA, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

720 South Atherton Street, State College, PA, 16801

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Thomas is a board member of Rose Lake Investments, a private investment company, since 2015. He spends minimal time on this activity outside of business hours.

Employment History
Current Registrations
Morgan Stanley
August 2017 - Present · 8 yrs 11 mos
Morgan StanleyBroker
August 2017 - Present · 8 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2009 - August 2017 · 8 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2009 - August 2017 · 8 yrs 3 mos
UBS Financial Services INC.
May 2006 - May 2009 · 3 yrs
UBS Financial Services INC.Broker
September 2004 - May 2009 · 4 yrs 8 mos
State Registrations15 states
CACOFLILMAMDMINCNJNYORPATXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.