Dennis Barba
Dennis Barba is a registered investment advisor at Wells Fargo Advisors, based in Beachwood, OH, with 37 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
3201 Enterprise Pkwy Suite 400, [Satellite], Beachwood, OH, 44122
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Regulatory History (1)
Customer Dispute
February 2013Other Business ActivitiesSells Insurance
Dennis is the owner, president, and managing partner of Oxford Harriman Company LLC, dedicating nearly full-time hours to this role. He also owns several other businesses, including CS Hoops (scouting basketball players), London Oxford Tax Service, and Princeton Harriman Insurance Solutions, LLC.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Advest, INC.
Advest, INC.Broker
Prudential Securities IncorporatedBroker
J.C. Bradford & CO.Broker
Cowen & CO.Broker
A. G. Edwards & Sons, INC.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Cowen & CO.Broker
Kidder, Peabody & CO. IncorporatedBroker
State Registrations51 states
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